STIP Science, Technology and Innovation Policy

www.stip.gatech.edu

A collaborative program of the Georgia Tech School of Public Policy and the Georgia Tech Enterprise Innovation Institute

Publications

Kuhlmann, S., and Shapira, P., “How is Innovation Influenced by Science and Technology Policy Governance? Transatlantic Comparisons,” in Innovation, Science, and Industrial Change: A Research Handbook (Jerald Hage and Marius Meeus, Eds.), Oxford University Press (2006).
Shapira, P., and Youtie, J., “Measures for Knowledge-Based Economic Development: Introducing Data Mining Techniques to Economic Developers in the State of Georgia and the US South,” Technological Forecasting and Social Change, Vol. 73, 2006, pp. 950-965.
Cheney, D., Mohapatra, S., Shapira, P., Youtie, Y., Lamos, E., and Bhaskarabhatla, A, Product and Service Innovation: Final Report. SRI International and Georgia Tech Program in Science, Technology and Innovation Policy. June 2006. [PDF]
Southern Growth Policies Board and the Georgia Tech Program in Science, Technology and Innovation Policy, Connecting the Dots: Creating a Southern Nanotechnology Network. Southern Growth Policies Board, Research Triangle Park Park, NC: April 2006. [Press Release | DOC]
Shapira, P., Youtie, Y., Lamos, E., and Bhaskarabhatla, A. (Georgia Tech) and Cheney, D., and Mohapatra, S., (SRI International), Product and Service Innovation Framework Report. Georgia Tech Program in Science, Technology, and Innovation Policy. Georgia Tech School of Public Policy and the Georgia Tech Economic Development Institute. Georgia Institute of Technology. Atlanta, GA. February 2006.
Youtie, J., Shapira, P., Slanina, J., Lamos, E., Dimensions of Innovation in the Pulp and Paper Manufacturing Industry: Insights from the 2005 Georgia Manufacturing Survey. Program in Science, Technology, and Innovation Policy (STIP), Georgia Institute of Technology. Paper prepared for the Annual Conference of the Technical Association of the Pulp and Paper Industry, April 24-27, 2006, Atlanta, Georgia
Youtie, J, Shapira., P., Lamos, E., and Slanina, J., Innovation in the Pulp and Paper Manufacturing Industry: Needs, Practices, and Performance in Georgia, 2002 – 2005. Program on Science, Technology and Innovation Policy. Georgia Tech School of Public Policy and Georgia Tech Office of Economic Development and Technology Ventures. November 2005.
Youtie, J., Shapira, P., Bhaskarabhatla, A., Stephens, A., Tang, Li., Lamos, E., Slanina, J., and Malani, U., Knowledge Mapping of Nanotechnology in the Southern United States. Prepared for the Southern Technology Council, Georgia Tech Program in Science, Technology, and Innovation Policy, December 2005.
Youtie, J., Shapira, P., Slanina, J., Wang, J., Zhang, J., Innovation in Manufacturing: Needs, Practices, and Performance in Georgia, 2002-2005. GaMEP Evaluation Working Paper: E200502. Georgia Tech Policy Project on Industrial Modernization, Georgia Institute of Technology, August 2005. [PDF]
Youtie, J,. Jung, T., Zhang, J., and Shapira, P., Technology Transfer Activities of CDC: A Bibliometric Analysis. Program in Science, Technology and Innovation Policy, Georgia Tech Economic Development Institute and the Georgia Tech School of Public Policy. August 2005.

 

Nanotechnology Publications

  Journal Articles
 
  Fernández-Ribas, A., and Shapira, P., 2008. Technological Diversity, Scientific Excellence and the Location of Inventive Activities Abroad: The Case of Nanotechnology. Journal of Technology Transfer (published online 6 June 2008; forthcoming in print).
 

Abstract: Our contribution to the expanding literature on the globalization of research and innovation is to investigate the extent to which sector-specific developments in an emerging technology (such as increasing interdisciplinarity and complexity) affect inventive activities developed abroad. We look at how technological diversity and scientific excellence of host countries in the field of nanotechnology affect the development of inventive activities by US multinational companies (MNCs). We identify the most active US-based MNCs in nanotechnology-related patenting and examine location decisions of these companies and their international subsidiaries. Econometric results confirm our hypothesis that the technological breadth of host countries positively influences the expected number of inventions developed abroad by US MNCs. Science capabilities of countries also have a positive impact on the decision to invent abroad, while the influence of market specific factors is less clear. We interpret these results as suggesting that host country science capabilities are important to attract innovative activities by MNCs, but as the interdisciplinary and convergent nature of nanotechnology evolves, access to a broadly diversified knowledge base becomes important in increasing the relative attractiveness of host locations. Keywords: Multinationals - Innovation - Location - Patents - Nanotechnology

Journal Link: DOI - http://dx.doi.org/10.1007/s10961-008-9090-2
MBS Working Paper [PDF]

 
  Youtie, J.; P. Shapira; and A. Porter. 2008. National Nanotechnology Publications and Citations. Journal of Nanoparticle Research. Published online 12 February 2008(forthcoming in print).
 
Abstract: This article examines the relative positions with respect to nanotechnology research publications of the European Union (EU), the United States (US), Japan, Germany, China, and three Asian Tiger nations (South Korea, Singapore, and Taiwan). The analysis uses a dataset of nanotechnology publication records for the time period 1990 through 2006 (part year) extracted from the Science Citation Index obtained through the Web of Science and was developed through a two-stage modularized Boolean approach. The results show that although the EU and the US have the highest number of nanotechnology publications, China and other Asian countries are increasing their publications rapidly, taking an ever-larger proportion of the total. When viewed in terms of the quality-based measure of citations, Asian nanotechnology researchers also show growth in recent years. However, by such citation measures, the US still maintains a strongly dominant position, followed by the EU. Keywords: Nanotechnology publication - Bibliometric

Journal Link: DOI - http://dx.doi.org/10.1007/s11051-008-9360-9

 
  Youtie, J.; M. Iacopetta; S. Graham. 2008. Assessing the nature of nanotechnology: can we uncover an emerging general purpose technology? Journal of Technology Transfer 33:315-329.
 

Abstract: Attention has increasingly shifted towards the long-run perspective on technological innovation, which suggests that progress comes in waves, each one originating with a major breakthrough or general purpose technology (GPT). This paper seeks to assess whether nanotechnology is likely to be (or become) a GPT, a characteristic that other researchers have sometimes assumed though not necessarily documented. Based on a survey of existing literature, this paper will explore the extent to which nanotechnology addresses three primary characteristics of a GPT: pervasiveness, innovation spawning, and scope for improvement. The paper draws on patent and patent citation databases to highlight the types of quantitative and qualitative information that would be necessary, and in some instances is still lacking, to characterize fully the nature of nanotechnology. Keywords:  Nanotechnology - General purpose technology - Patent analysis

 

Journal Link: DOI - http://dx.doi.org/10.1007/s10961-007-9030-6

 
  Porter, A.L., Youtie, J., Shapira, P., Schoeneck, D. 2008. Refining search terms for nanotechnology. Journal of Nanoparticle Research, 10:715–728.
 

Abstract: The ability to delineate the boundaries of an emerging technology is central to obtaining an understanding of the technology’s research paths and commercialization prospects. Nowhere is this more relevant than in the case of nanotechnology (hereafter identified as “nano”) given its current rapid growth and multidisciplinary nature. (Under the rubric of nanotechnology, we also include nanoscience and nanoengineering.) Past efforts have utilized several strategies, including simple term search for the prefix nano, complex lexical and citation-based approaches, and bootstrapping techniques. This research introduces a modularized Boolean approach to defining nanotechnology which has been applied to several research and patenting databases. We explain our approach to downloading and cleaning data, and report initial results. Comparisons of this approach with other nanotechnology search formulations are presented. Implications for search strategy development and profiling of the nanotechnology field are discussed. Keywords: Bibliometric analysis - Nanoscience and engineering - Nanotechnology publication - Nanopatenting - Research profiling - Search strategies - Nanoinformatics

Journal Link: DOI - http://dx.doi.org/10.1007/s11051-007-9266-y
Earlier Working Paper [PDF]

 
  Shapira, P. and Youtie, J., 2008. Emergence of nanodistricts in the United States: Path dependence or new opportunities? Economic Development Quarterly, 22(3), August.
 

Abstract: Multiple economic development theories suggest that research and innovation in emerging technologies will cluster in certain locations rather than being equally distributed among all regions. If this is the case, this distributional pattern has implications for where future economic opportunities and future risks will be concentrated. In this article, the authors probe nanotechnology research and commercialization at a regional level. The study examines the top 30 U.S. “nanodistricts,” or metropolitan areas that lead in nanotechnology research activity, during the 1990 to 2006 time frame. The authors explore the factors underlying the emergence of these 30 metropolitan areas through exploratory cluster analysis. The results indicate that although most of the leading nanodistricts are similar to top cities in previous rounds of emerging technologies, new geographic concentrations of nanotechnology research have surfaced as a result of having made concentrated investments in nanotechnology R&D into a single institution. Keywords: nanotechnology; regional clusters.

Journal Link: DOI -

 
  Youtie, J. and P. Shapira. 2008. Mapping the Nanotechnology Enterprise: A Multi-indicator Analysis of Emerging Nanodisticts in the US South. Journal of Technology Transfer, 33:209-223.
 
Abstract: Nanotechnology has attracted significant research, funding, and policy activity in recent years in the US and many other countries. Of particular interest are the locational characteristics of this emerging technology. This study examines the emergence of nanotechnology in the US South to explore questions of regional standing and spatial trajectory, using an exploratory multi-indicator approach. Our research employs an array of 10 indicators of knowledge generation, human capital, R&D funding, and patenting, to uncover developments, clusters, and linkages in nanotechnology emergence. Results indicate that although there is nanotechnology activity in every state in the US South, this activity agglomerates in a few locations. One emerging nanodistrict (North Carolina’s Research Triangle) has prior strengths in high technology research and commercialization, especially based on biotechnology; but other districts (e.g., Oak Ridge Tennessee and Atlanta, Georgia) that have strengths in certain aspects of the nanotechnology research ecosystem have weaknesses in commercialization. The study illustrates how multi-indicator approaches can be developed from existing databases, using customized search techniques, and how the insights from multi-indicator measurement can be used to provide insights for research and innovation policy. Keywords: Indicators - Nanotechnology - Regional clusters.

Journal Link: DOI - http://dx.doi.org/10.1007/s10961-007-9076-5

 
  Alencar, M.S.M, Porter, A.L., Antunes, A.M.S. 2007. Nanopatenting patterns in relation to product life cycle. Technological Forecasting & Social Change, 74(9): 1661-1680
 

Abstract: This paper compares the positions of national nanotechnology development efforts based on analyses of patenting from 1994 to 2005. Searching Derwent world patent index files, 19,351 unique patents are collected based on a composite search algorithm. These abstract records are categorized multiple ways — by top patent assignees, by International Patent Classifications, and through content analyses of the “Use” subfield. We classify the R&D activities by using a 3-stage, life cycle, value chain of nano-raw materials, nanointermediates, and nano-products. Profiles of Japanese, American (US), and European (German) emphases show notable differences in concentration and value chain niche. Such characterizations offer significant research management and policy implications. Keywords: Nanotechnology; Foresight; Patent analysis; Value chain; Innovation management; Text mining; Technical intelligence; Future-oriented technology analyses.

Journal Link: DOI - http://dx.doi.org/10.1016/j.techfore.2007.04.002 

 
  Working Papers
 
  Wang, J., and Shapira, P., 2008. Partnering with Universities: A Good Choice for Nanotechnology Start-up Firms?
 
  Shapira, P. and J. Wang, 2008. From Lab to market: Strategies and issues in the commercialization of nanotechnology in China.

Working Paper [PDF]

 
  Kay, L., and Shapira, P., 2008. Developing Nanotechnology in Latin America. [PDF]
 
 

Shapira, P., Youtie, J. Carley, S., 2008. Prototypes of emerging metropolitan nanodistricts in the United States and Europe. Georgia Tech Program in Science, Technology and Innovation Policy, Working Paper (Presented at NBER Conference on Emerging Industries, May 2008). 

Working Paper [PDF]

 
  Rogers, J. 2008. Research Centers as a Policy Tool in the US National Nanotechnology Initiative: An Assessment of their Role in the US System of Innovation. (Georgia Tech Program in Science, Technology and Innovation Policy, Working Paper)
 
  Tang, L., Shapira, P. 2008. Networks of Research Collaboration in China: Evidence from Nanotechnology Publication Activities.
 
  McKeon, P., 2008. Characterization of State-Level Nanotechnology Policy Initiatives and What It Means for Georgia. [PDF]
 
  Other Publications and Products
 
  Southern Growth Policies Board and the Georgia Tech Program in Science, Technology and Innovation Policy, Connecting the Dots: Creating a Southern Nanotechnology Network. Southern Growth Policies Board, Research Triangle Park Park, NC: April 2006. [Press Release | DOC]
 
  Nanotechnology R&D Profiles. Country Profiles: India - Publications [PDF], India - Patents [PDF], 2007. University Profiles: Carnegie Mellon University, 2007 [PDF].
 
  Theses
  Wang, J., 2007. Resource Spillover from University to High Tech Industry: Evidence from New Nanotechnology Based Firms in the U.S. (PhD Thesis) [Link]
  Bhaskarabhatla, A. 2006, Spatial Analysis of Nanotechnology Enterprises in the US: Structure and Location. MSPP Thesis.
  Finney, S. 2007. Multinational Comparative Analysis of Nanotechnology Research: 1990 to 2005 Knowledge Flow Assessment. Undergraduate Thesis. Public Policy and Economics. Georgia Tech. Atlanta, Georgia.

Updated: 09/29/2008

 

For more information about publications, contact Jan Youtie at jan.youtie@innovate.gatech.edu