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Kuhlmann, S., and Shapira, P., “How is Innovation Influenced by Science
and Technology Policy Governance? Transatlantic Comparisons,” in
Innovation, Science, and Industrial Change: A Research Handbook (Jerald
Hage and Marius Meeus, Eds.),
Oxford University Press (2006). |
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Shapira, P., and Youtie, J., “Measures for Knowledge-Based Economic
Development: Introducing Data Mining Techniques to Economic Developers
in the State of Georgia and the US South,” Technological Forecasting and
Social Change, Vol. 73, 2006, pp. 950-965. |
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Cheney, D., Mohapatra, S., Shapira, P., Youtie, Y., Lamos,
E., and Bhaskarabhatla, A,
Product and Service Innovation: Final Report. SRI International
and Georgia Tech Program in Science, Technology and Innovation Policy.
June 2006. [PDF] |
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Southern Growth Policies Board and the Georgia Tech Program in Science,
Technology and Innovation Policy, Connecting the Dots: Creating a
Southern Nanotechnology Network. Southern Growth Policies Board,
Research Triangle Park Park, NC: April 2006. [Press Release |
DOC] |
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Shapira, P., Youtie, Y., Lamos, E., and
Bhaskarabhatla, A. (Georgia Tech) and Cheney, D., and Mohapatra, S.,
(SRI International), Product and Service Innovation Framework Report.
Georgia Tech Program in Science, Technology, and Innovation Policy.
Georgia Tech School of Public Policy and the Georgia Tech Economic
Development Institute. Georgia Institute of Technology. Atlanta, GA.
February 2006. |
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Youtie,
J., Shapira, P., Slanina, J., Lamos, E., Dimensions of Innovation in the
Pulp and Paper Manufacturing Industry: Insights from the 2005 Georgia
Manufacturing Survey. Program in Science, Technology, and Innovation
Policy (STIP), Georgia Institute of Technology. Paper prepared for the
Annual Conference of the Technical Association of the Pulp and Paper Industry, April 24-27, 2006,
Atlanta, Georgia |
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Youtie, J, Shapira., P., Lamos, E., and
Slanina, J., Innovation in the Pulp and Paper Manufacturing Industry:
Needs, Practices, and Performance in Georgia, 2002 – 2005. Program on
Science, Technology and Innovation Policy. Georgia Tech School of Public
Policy and Georgia Tech Office of Economic Development and Technology
Ventures. November 2005. |
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Youtie,
J., Shapira, P., Bhaskarabhatla, A., Stephens, A., Tang, Li., Lamos, E.,
Slanina, J., and Malani, U., Knowledge Mapping of Nanotechnology in the
Southern United States. Prepared for the Southern Technology Council,
Georgia Tech Program in Science, Technology, and Innovation Policy,
December 2005. |
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Youtie, J., Shapira, P., Slanina, J., Wang,
J., Zhang, J., Innovation in Manufacturing: Needs, Practices, and
Performance in Georgia, 2002-2005. GaMEP Evaluation Working Paper:
E200502. Georgia Tech Policy Project on Industrial Modernization,
Georgia Institute of Technology, August 2005. [PDF] |
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Youtie, J,. Jung, T., Zhang, J., and
Shapira, P., Technology Transfer Activities of CDC: A Bibliometric
Analysis. Program in Science, Technology and Innovation Policy, Georgia
Tech Economic Development Institute and the Georgia Tech School of
Public Policy. August 2005. |
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Journal Articles |
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Fernández-Ribas, A., and
Shapira, P., 2008. Technological Diversity, Scientific Excellence and
the Location of Inventive Activities Abroad: The Case of Nanotechnology.
Journal of Technology Transfer (published online 6 June 2008;
forthcoming in print). |
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Abstract: Our contribution to
the expanding literature on the globalization of research and
innovation is to investigate the extent to which sector-specific
developments in an emerging technology (such as increasing
interdisciplinarity and complexity) affect inventive activities
developed abroad. We look at how technological diversity and
scientific excellence of host countries in the field of
nanotechnology affect the development of inventive activities by US
multinational companies (MNCs). We identify the most active US-based
MNCs in nanotechnology-related patenting and examine location
decisions of these companies and their international subsidiaries.
Econometric results confirm our hypothesis that the technological
breadth of host countries positively influences the expected number
of inventions developed abroad by US MNCs. Science capabilities of
countries also have a positive impact on the decision to invent
abroad, while the influence of market specific factors is less
clear. We interpret these results as suggesting that host country
science capabilities are important to attract innovative activities
by MNCs, but as the interdisciplinary and convergent nature of
nanotechnology evolves, access to a broadly diversified knowledge
base becomes important in increasing the relative attractiveness of
host locations. Keywords: Multinationals - Innovation -
Location - Patents - Nanotechnology
Journal Link: DOI -
http://dx.doi.org/10.1007/s10961-008-9090-2
MBS Working Paper [PDF]
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Youtie, J.; P. Shapira; and A. Porter. 2008.
National Nanotechnology Publications and Citations. Journal of
Nanoparticle Research. Published online
12 February 2008(forthcoming in print). |
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Abstract: This article
examines the relative positions with respect to nanotechnology
research publications of the European Union (EU), the United
States (US), Japan, Germany, China, and three Asian Tiger
nations (South Korea, Singapore, and Taiwan). The analysis uses
a dataset of nanotechnology publication records for the time
period 1990 through 2006 (part year) extracted from the Science
Citation Index obtained through the Web of Science and was
developed through a two-stage modularized Boolean approach. The
results show that although the EU and the US have the highest
number of nanotechnology publications, China and other Asian
countries are increasing their publications rapidly, taking an
ever-larger proportion of the total. When viewed in terms of the
quality-based measure of citations, Asian nanotechnology
researchers also show growth in recent years. However, by such
citation measures, the US still maintains a strongly dominant
position, followed by the EU. Keywords: Nanotechnology
publication - Bibliometric
Journal Link: DOI -
http://dx.doi.org/10.1007/s11051-008-9360-9
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Youtie, J.; M. Iacopetta; S. Graham. 2008.
Assessing the nature of nanotechnology: can we uncover an emerging
general purpose technology? Journal of Technology Transfer
33:315-329. |
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Abstract: Attention has
increasingly shifted towards the long-run perspective on
technological innovation, which suggests that progress comes in
waves, each one originating with a major breakthrough or general
purpose technology (GPT). This paper seeks to assess whether
nanotechnology is likely to be (or become) a GPT, a characteristic
that other researchers have sometimes assumed though not necessarily
documented. Based on a survey of existing literature, this paper
will explore the extent to which nanotechnology addresses three
primary characteristics of a GPT: pervasiveness, innovation
spawning, and scope for improvement. The paper draws on patent and
patent citation databases to highlight the types of quantitative and
qualitative information that would be necessary, and in some
instances is still lacking, to characterize fully the nature of
nanotechnology. Keywords: Nanotechnology - General purpose
technology - Patent analysis
Journal Link: DOI -
http://dx.doi.org/10.1007/s10961-007-9030-6
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Porter, A.L., Youtie,
J., Shapira, P., Schoeneck, D. 2008. Refining search terms for
nanotechnology. Journal of Nanoparticle Research, 10:715–728. |
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Abstract: The ability to delineate the boundaries of an
emerging technology is central to obtaining an understanding of the
technology’s research paths and commercialization prospects. Nowhere
is this more relevant than in the case of nanotechnology (hereafter
identified as “nano”) given its current rapid growth and
multidisciplinary nature. (Under the rubric of nanotechnology, we
also include nanoscience and nanoengineering.) Past efforts have
utilized several strategies, including simple term search for the
prefix nano, complex lexical and citation-based approaches, and
bootstrapping techniques. This research introduces a modularized
Boolean approach to defining nanotechnology which has been applied
to several research and patenting databases. We explain our approach
to downloading and cleaning data, and report initial results.
Comparisons of this approach with other nanotechnology search
formulations are presented. Implications for search strategy
development and profiling of the nanotechnology field are discussed.
Keywords: Bibliometric analysis - Nanoscience and
engineering - Nanotechnology publication - Nanopatenting - Research
profiling - Search strategies - Nanoinformatics
Journal Link: DOI -
http://dx.doi.org/10.1007/s11051-007-9266-y
Earlier Working Paper [PDF]
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Shapira, P. and Youtie,
J., 2008. Emergence of nanodistricts in the United States: Path
dependence or new opportunities? Economic Development Quarterly,
22(3), August. |
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Abstract: Multiple economic
development theories suggest that research and innovation in
emerging technologies will cluster in certain locations rather than
being equally distributed among all regions. If this is the case,
this distributional pattern has implications for where future
economic opportunities and future risks will be concentrated. In
this article, the authors probe nanotechnology research and
commercialization at a regional level. The study examines the top 30
U.S. “nanodistricts,” or metropolitan areas that lead in
nanotechnology research activity, during the 1990 to 2006 time
frame. The authors explore the factors underlying the emergence of
these 30 metropolitan areas through exploratory cluster analysis.
The results indicate that although most of the leading nanodistricts
are similar to top cities in previous rounds of emerging
technologies, new geographic concentrations of nanotechnology
research have surfaced as a result of having made concentrated
investments in nanotechnology R&D into a single institution.
Keywords: nanotechnology; regional clusters.
Journal Link: DOI -
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Youtie, J. and P. Shapira. 2008. Mapping
the Nanotechnology Enterprise: A Multi-indicator Analysis of Emerging
Nanodisticts in the US South. Journal of Technology Transfer,
33:209-223. |
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Abstract: Nanotechnology has
attracted significant research, funding, and policy activity in
recent years in the US and many other countries. Of particular
interest are the locational characteristics of this emerging
technology. This study examines the emergence of nanotechnology
in the US South to explore questions of regional standing and
spatial trajectory, using an exploratory multi-indicator
approach. Our research employs an array of 10 indicators of
knowledge generation, human capital, R&D funding, and patenting,
to uncover developments, clusters, and linkages in
nanotechnology emergence. Results indicate that although there
is nanotechnology activity in every state in the US South, this
activity agglomerates in a few locations. One emerging
nanodistrict (North Carolina’s Research Triangle) has prior
strengths in high technology research and commercialization,
especially based on biotechnology; but other districts (e.g.,
Oak Ridge Tennessee and Atlanta, Georgia) that have strengths in
certain aspects of the nanotechnology research ecosystem have
weaknesses in commercialization. The study illustrates how
multi-indicator approaches can be developed from existing
databases, using customized search techniques, and how the
insights from multi-indicator measurement can be used to provide
insights for research and innovation policy. Keywords: Indicators - Nanotechnology - Regional
clusters.Journal
Link: DOI -
http://dx.doi.org/10.1007/s10961-007-9076-5
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Alencar, M.S.M, Porter, A.L., Antunes, A.M.S.
2007. Nanopatenting patterns in relation to product life cycle.
Technological Forecasting & Social Change, 74(9): 1661-1680 |
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Abstract: This paper compares
the positions of national nanotechnology development efforts
based on analyses of patenting from 1994 to 2005. Searching
Derwent world patent index files, 19,351 unique patents are
collected based on a composite search algorithm. These abstract
records are categorized multiple ways — by top patent assignees,
by International Patent Classifications, and through content
analyses of the “Use” subfield. We classify the R&D activities
by using a 3-stage, life cycle, value chain of nano-raw
materials, nanointermediates, and nano-products. Profiles of
Japanese, American (US), and European (German) emphases show
notable differences in concentration and value chain niche. Such
characterizations offer significant research management and
policy implications. Keywords: Nanotechnology; Foresight;
Patent analysis; Value chain; Innovation management; Text
mining; Technical intelligence; Future-oriented technology
analyses.
Journal Link: DOI -
http://dx.doi.org/10.1016/j.techfore.2007.04.002
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Working Papers |
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Wang, J., and Shapira, P., 2008.
Partnering with Universities: A Good Choice for Nanotechnology Start-up
Firms? |
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Shapira, P. and J. Wang, 2008. From Lab
to market: Strategies and issues in the commercialization of
nanotechnology in China.
Working Paper [PDF]
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Kay, L., and Shapira, P., 2008.
Developing Nanotechnology in Latin America. [PDF] |
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Shapira, P., Youtie, J.
Carley, S., 2008. Prototypes of emerging metropolitan nanodistricts
in the United States and Europe. Georgia Tech Program in Science,
Technology and Innovation Policy, Working Paper (Presented at NBER
Conference on Emerging Industries, May 2008).
Working Paper [PDF]
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Rogers, J. 2008. Research Centers as a
Policy Tool in the US National Nanotechnology Initiative: An Assessment
of their Role in the US System of Innovation. (Georgia Tech Program
in Science, Technology and Innovation Policy, Working Paper) |
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Tang, L., Shapira, P. 2008. Networks of
Research Collaboration in China: Evidence from Nanotechnology
Publication Activities. |
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McKeon, P., 2008. Characterization of
State-Level Nanotechnology Policy Initiatives and What It Means for
Georgia. [PDF] |
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Other Publications and Products |
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Southern Growth Policies Board and the
Georgia Tech Program in Science, Technology and Innovation Policy,
Connecting the Dots: Creating a Southern Nanotechnology Network.
Southern Growth Policies Board, Research Triangle Park Park, NC: April
2006. [Press Release |
DOC] |
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Nanotechnology R&D Profiles. Country
Profiles: India - Publications [PDF],
India - Patents [PDF],
2007. University Profiles: Carnegie Mellon University, 2007 [PDF]. |
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Theses |
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Wang, J., 2007. Resource Spillover from
University to High Tech Industry: Evidence from New Nanotechnology Based
Firms in the U.S. (PhD Thesis) [Link] |
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Bhaskarabhatla, A. 2006, Spatial Analysis
of Nanotechnology Enterprises in the US: Structure and Location.
MSPP Thesis. |
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Finney, S. 2007. Multinational
Comparative Analysis of Nanotechnology Research: 1990 to 2005 Knowledge
Flow Assessment. Undergraduate Thesis. Public Policy and Economics.
Georgia Tech. Atlanta, Georgia. |